Disclosure

 

Federal legislation requires Delta Equity Services Corporation ("Delta") and Delta Global Asset Management ("DGAM") to notify its customers of our privacy practices. This document describes how we handle your personally identifiable non public information     Information we receive from you on applications or other forms;

  • Information about your accounts and transactions with us or others;
  • Information necessary to verify your identity in order to secure access to your nonpublic personal information  
  • Other information you provide to us, include information needed for us to comply with all applicable laws and regulations governing the products and services we provide you



We treat information concerning our former customers the same way we treat information about our current customers. If you close your account(s) with Delta or DGAM, we may share your non public personal information with the new broker-dealer or custodian that you choose to aid in the transfer of your investments. In the event the representative servicing your account(s) leaves Delta or DGAM to join another firm, the representative is allowed to retain copies of your personal information in order to continue servicing your account(s) at the new firm. The representative remains obligated to keep your personal information confidential and is only allowed to use your personal information to service your account(s).
 
We may disclose information such as your name, address, social security number, date of birth, transactional information, or other financial information when necessary for us to provide you with financial products, services or reports on your account(s), or where disclosure is prescribed by law. Neither Delta nor DGAM will sell or share your information to nonaffiliated third parties who intend to market their products to you.

 

If you have any questions about our privacy policy, you may contact your Delta or DGAM representative or Delta's Compliance Department at 800-649-3883.
 
At certain places on this North Andover Trust Corp. Internet site, live "links" to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of North Andover Trust Corp. North Andover Trust Corp. does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by North Andover Trust Corp.
 
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